Competing Determinisms: Boethius, Kant, and Schelling on the Relation between Fate and Providence

Reading through Kant’s excellent 1795 political essay “Perpetual Peace: A Philosophical Sketch” last night, I happened across and interesting passage regarding the relation between Fate and Providence. Since this is a topic I became interested in through Schelling’s discussion of it in his 1802 Philosophy of Art, it captured my attention with exceptional force. It runs as follows:

The mechanical process of nature visibly exhibits the purposive plan of producing concord among men, even against their will and indeed by means of their very discord. This design, if we regard it as a compelling cause whose laws of operation are unknown to us, is called fate. But if we consider its purposive function within the world’s development, whereby it appears as the underlying wisdom of a higher cause, showing the way towards the objective goal of the human race and predetermining the world’s evolution, we call it providence.[1]

The italicized words are his own, so let it not be thought that I am reading any undue emphasis into his meaning. And, while its mention must be regarded as transitional, a remark made in passim, so to speak, it nonetheless reveals an interesting philosophical tradition underlying the distinction between the two forms of determinism. According to this tradition, Fate operates efficiently/ætiologically (as a causa efficiens), while Providence functions purposively/teleologically (as a causa finalis). This difference was first introduced to discursive prominence by the sixth-century philosopher Boethius, who in his masterpiece The Consolation of Philosophy writes that

[t]he generation of all things, and the whole course of mutable natures and of whatever is in any way subject to change, take their causes, order, and forms from the unchanging mind of God. This divine mind established the manifold rules by which all things are governed while it remained in the secure castle of its own simplicity. When this government is regarded as belonging to the purity of the divine mind, it is called Providence; but when it is considered with reference to the things which it moves and governs, it has from very early times been called Fate.[2]

In other words, viewing the determination of objects and persons, from the standpoint of Fate, their sequence seems wholly natural, impersonal. Conversely, its interpretation as an effect of Providence would have the succession proceed in a spiritual, personal manner.

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The Tragically Sublime: Schelling’s Metaphysics of Fate and Freedom in his Philosophy of Art

The discovery that man’s actions fail to produce their intended results, that the world does not bend itself to his will — this is the first instance of his spiritual alienation.[1] For herein lies the recognition that the world is not of man’s making, the understanding that nature obeys laws utterly removed from his desires. Such laws, insofar as they are intelligible, do not yet threaten mankind’s claim to freedom as such. Their necessity is only empirical. That is to say, the limitations they impose are of a merely physical character. In this respect, these laws do not jeopardize man’s moral autonomy. Rather, they are seen to possess a sort of brute factuality, an objective regularity. So long as man exempts himself from their mechanism, his freedom is preserved. His actions would thus simply be subject to material constraint.[2]

Another necessity presents itself to experience, however, of a far more sinister aspect. This necessity, by contrast, appears irreconcilable with man’s sense of free will. Its source is likewise external (heteronymous), but its precise origin remains shrouded in obscurity. As such, its machinery is wholly incomprehensible.[3] Where the one necessity persists in universality, the other exhibits itself as entirely particular.[4] In other words, the determinations of the first sort are understood to follow a consistent, uniform pattern; conversely, those which issue from the second variety seem hopelessly arbitrary, catastrophic. The apparent indeterminacy of the latter’s foundation does not alter its necessity, however. Its dictates must not, for this reason, be thought any less binding. On the contrary, the decrees of this invisible necessity govern the outcome of men’s actions with irresistible effect, deciding their fortunes without their consent.

This latter necessity is commonly referred to as fate. Qua absolute necessity, it is the essential annihilation of human freedom. Our activities are thus revealed in their impotence: we are not the masters of our destiny. It is on this account that the intuition of fate is always accompanied by a distinct feeling of horror. The moral freedom we so fervently assert as essential to our subjectivity is contradicted outright by the objective necessity of fate. Each side (subjective and objective alike) claims total sovereignty, and can scarcely tolerate its opposite. Yet both seem to contain an equal degree of reality. How can this be? To admit the one would surely be to negate the other. Are these two sides not incommensurable?

For the idealist F.W.J. Schelling, this paradox was definitive of the human condition. Indeed, it was viewed as the central problematic at work in transcendental philosophy, since the very possibility of this philosophy rests on the presumption that free will exists. In his 1800 System of Transcendental Idealism, Schelling explains the connection between freedom and fatal necessity as “a relationship whereby men through their own free action, and yet against their will, must become cause of something which they never wanted, or by which, conversely, something must go astray or come to naught which they have sought for freely and with the exertion of all their powers.”[5] Schelling here confirms much of what has been hitherto described: namely, that one’s free actions engender unimaginable consequences, regardless of intention; moreover, that the real results of his endeavors appear totally divorced from their ideal basis.

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